About Charles M. Carberry
Practice Areas
- Corporate Law
- Securities
- Criminal Defense
- Criminal Law
Education
- Fordham University School of Law, New York, New York, 1976J.D.
- Honors: cum laude
- St. John's University, 1973A.B.
Representative Cases
- Certified public accountant defends SEC disciplinary proceeding
- Chairman and former CEO of microcomputer systems corporation resolves SEC action
- Chemical manufacturer defends federal grand jury and parallel state and administrative investigations (2009)
- Court appoints Jones Day to establish and administer SEC-created disgorgement fund
- Financial services firm marketing executive defends SEC investigation
- Former CEO of a technology company defends accounting fraud action
- Former CEO of an international duplications systems manufacturer resolves SEC proceeding
- Former government securities options trader resolves SEC action
- Independent Review Board Chief Investigator persuades 2nd Circuit court to uphold decision to ban union member for life
- Independent Review Board Chief Investigator persuades 2nd Circuit that expelled union members' First Amendment rights were not violated
- Information technology company complies with SEC resolution (2009)
- International securities broker-dealer resolves SEC proceeding
- Lehman Brothers resolves action brought by Saudi-based currency trader
- National computer retailer resolves SEC investigation and enforcement action
- National textiles retailer defends SEC investigation and related enforcement action
- Operations officer of international financial services firm defends SEC investigation
- Professional sports team conducts internal investigation into conduct of management team
- RKO General obtains dismissal of class action by former executives
- SEC-approved special consultant seeks recommendation on policies and procedures in accordance with SEC administrative cease-and-desist order
Qualifications
Bar Admissions
- New York
Past Positions
- Judge William H. Mulligan, United States Court of Appeals, Second Circuit, Law Clerk
- U.S. Attorney's Office for the Southern District of New York, Chief of the Securities and Commodities Fraud Unit, 1986 - 1987
- U.S. Attorney's Office for the Southern District of New York, Deputy Chief of the Criminal Division
- U.S. Attorney's Office for the Southern District of New York, Assistant U.S. Attorney, 1979 - 1985
Office Info
Other Colleagues
- Partner
- Partner
- Of Counsel
- Of Counsel
Nearby Lawyers
- Corporate Law
- Securities
- Criminal Defense
- Criminal Law
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The power of the lawyer is in the uncertainty of the law.